In 1917 there were more than twelve million members of the Russian consumers’ Cooperative societies; and the Soviets themselves are a wonderful demonstration of their organising genius. Moreover, there is probably not a people in the world so well educated in Socialist theory and its practical application.
John Reed, Ten Days that Shook the World
It is sometimes those from within who see best, if they allow themselves to see. Rosa Luxemburg, if critical of anarchism and the anarchists in russia, would nevertheless be among the first marxists to also criticise the direction of the Bolsheviks in the country. As one more contribution to our series on the russian revolution, we publish below two chapters of Luxemburg’s The Russian Revolution (1918).
Chapter 6: The Problem of Dictatorship
Lenin says [in The State and Revolution: The Transition from Capitalism to Communism] the bourgeois state is an instrument of oppression of the working class; the socialist state, of the bourgeoisie. To a certain extent, he says, it is only the capitalist state stood on its head. This simplified view misses the most essential thing: bourgeois class rule has no need of the political training and education of the entire mass of the people, at least not beyond certain narrow limits. But for the proletarian dictatorship that is the life element, the very air without which it is not able to exist.
“Thanks to the open and direct struggle for governmental power,” writes Trotsky, “the laboring masses accumulate in the shortest time a considerable amount of political experience and advance quickly from one stage to another of their development.”
Here Trotsky refutes himself and his own friends. Just because this is so, they have blocked up the fountain of political experience and the source of this rising development by their suppression of public life! Or else we would have to assume that experience and development were necessary up to the seizure of power by the Bolsheviks, and then, having reached their highest peak, become superfluous thereafter. (Lenin’s speech: Russia is won for socialism!!!)
In reality, the opposite is true! It is the very giant tasks which the Bolsheviks have undertaken with courage and determination that demand the most intensive political training of the masses and the accumulation of experience.
Freedom only for the supporters of the government, only for the members of one party – however numerous they may be – is no freedom at all. Freedom is always and exclusively freedom for the one who thinks differently. Not because of any fanatical concept of “justice” but because all that is instructive, wholesome and purifying in political freedom depends on this essential characteristic, and its effectiveness vanishes when “freedom” becomes a special privilege.
The Bolsheviks themselves will not want, with hand on heart, to deny that, step by step, they have to feel out the ground, try out, experiment, test now one way now another, and that a good many of their measures do not represent priceless pearls of wisdom. Thus it must and will be with all of us when we get to the same point–even if the same difficult circumstances may not prevail everywhere.
The tacit assumption underlying the Lenin-Trotsky theory of dictatorship is this: that the socialist transformation is something for which a ready-made formula lies completed in the pocket of the revolutionary party, which needs only to be carried out energetically in practice. This is, unfortunately – or perhaps fortunately – not the case. Far from being a sum of ready-made prescriptions which have only to be applied, the practical realization of socialism as an economic, social and juridical system is something which lies completely hidden in the mists of the future. What we possess in our program is nothing but a few main signposts which indicate the general direction in which to look for the necessary measures, and the indications are mainly negative in character at that. Thus we know more or less what we must eliminate at the outset in order to free the road for a socialist economy. But when it comes to the nature of the thousand concrete, practical measures, large and small, necessary to introduce socialist principles into economy, law and all social relationships, there is no key in any socialist party program or textbook. That is not a shortcoming but rather the very thing that makes scientific socialism superior to the utopian varieties.
The socialist system of society should only be, and can only be, an historical product, born out of the school of its own experiences, born in the course of its realization, as a result of the developments of living history, which – just like organic nature of which, in the last analysis, it forms a part – has the fine habit of always producing along with any real social need the means to its satisfaction, along with the task simultaneously the solution. However, if such is the case, then it is clear that socialism by its very nature cannot be decreed or introduced by ukase. It has as its prerequisite a number of measures of force – against property, etc. The negative, the tearing down, can be decreed; the building up, the positive, cannot. New Territory. A thousand problems. Only experience is capable of correcting and opening new ways. Only unobstructed, effervescing life falls into a thousand new forms and improvisations, brings to light creative new force, itself corrects all mistaken attempts. The public life of countries with limited freedom is so poverty-stricken, so miserable, so rigid, so unfruitful, precisely because, through the exclusion of democracy, it cuts off the living sources of all spiritual riches and progress. (Proof: the year 1905 and the months from February to October 1917.) There it was political in character; the same thing applies to economic and social life also. The whole mass of the people must take part in it. Otherwise, socialism will be decreed from behind a few official desks by a dozen intellectuals.
Public control is indispensably necessary. Otherwise the exchange of experiences remains only with the closed circle of the officials of the new regime. Corruption becomes inevitable. (Lenin’s words, Bulletin No.29) Socialism in life demands a complete spiritual transformation in the masses degraded by centuries of bourgeois rule. Social instincts in place of egotistical ones, mass initiative in place of inertia, idealism which conquers all suffering, etc., etc. No one knows this better, describes it more penetratingly; repeats it more stubbornly than Lenin. But he is completely mistaken in the means he employs. Decree, dictatorial force of the factory overseer, draconian penalties, rule by terror – all these things are but palliatives. The only way to a rebirth is the school of public life itself, the most unlimited, the broadest democracy and public opinion. It is rule by terror which demoralizes.
When all this is eliminated, what really remains? In place of the representative bodies created by general, popular elections, Lenin and Trotsky have laid down the soviets as the only true representation of political life in the land as a whole, life in the soviets must also become more and more crippled. Without general elections, without unrestricted freedom of press and assembly, without a free struggle of opinion, life dies out in every public institution, becomes a mere semblance of life, in which only the bureaucracy remains as the active element. Public life gradually falls asleep, a few dozen party leaders of inexhaustible energy and boundless experience direct and rule. Among them, in reality only a dozen outstanding heads do the leading and an elite of the working class is invited from time to time to meetings where they are to applaud the speeches of the leaders, and to approve proposed resolutions unanimously – at bottom, then, a clique affair – a dictatorship, to be sure, not the dictatorship of the proletariat but only the dictatorship of a handful of politicians, that is a dictatorship in the bourgeois sense, in the sense of the rule of the Jacobins (the postponement of the Soviet Congress from three-month periods to six-month periods!) Yes, we can go even further: such conditions must inevitably cause a brutalization of public life: attempted assassinations, shooting of hostages, etc. (Lenin’s speech on discipline and corruption.)
…
Chapter 8: Democracy and Dictatorship
The basic error of the Lenin-Trotsky theory is that they too, just like Kautsky, oppose dictatorship to democracy. “Dictatorship or democracy” is the way the question is put by Bolsheviks and Kautsky alike. The latter naturally decides in favor of “democracy,” that is, of bourgeois democracy, precisely because he opposes it to the alternative of the socialist revolution. Lenin and Trotsky, on the other hand, decide in favor of dictatorship in contradistinction to democracy, and thereby, in favor of the dictatorship of a handful of persons, that is, in favor of dictatorship on the bourgeois model. They are two opposite poles, both alike being far removed from a genuine socialist policy. The proletariat, when it seizes power, can never follow the good advice of Kautsky, given on the pretext of the “unripeness of the country,” the advice being to renounce socialist revolution and devote itself to democracy. It cannot follow this advice without betraying thereby itself, the International, and the revolution. It should and must at once undertake socialist measures in the most energetic, unyielding and unhesitant fashion, in other words, exercise a dictatorship, but a dictatorship of the class, not of a party or of a clique – dictatorship of the class, that means in the broadest possible form on the basis of the most active, unlimited participation of the mass of the people, of unlimited democracy.
“As Marxists,” writes Trotsky, “we have never been idol worshippers of formal democracy.” Surely, we have never been idol worshippers of socialism or Marxism either. Does it follow from this that we may throw socialism on the scrap-heap, à la Cunow, Lensch and Parvus [i.e. move to the right], if it becomes uncomfortable for us? Trotsky and Lenin are the living refutation of this answer.
“We have never been idol-worshippers of formal democracy.” All that that really means is: We have always distinguished the social kernel from the political form of bourgeois democracy; we have always revealed the hard kernel of social inequality and lack of freedom hidden under the sweet shell of formal equality and freedom – not in order to reject the latter but to spur the working class into not being satisfied with the shell, but rather, by conquering political power, to create a socialist democracy to replace bourgeois democracy – not to eliminate democracy altogether.
But socialist democracy is not something which begins only in the promised land after the foundations of socialist economy are created; it does not come as some sort of Christmas present for the worthy people who, in the interim, have loyally supported a handful of socialist dictators. Socialist democracy begins simultaneously with the beginnings of the destruction of class rule and of the construction of socialism. It begins at the very moment of the seizure of power by the socialist party. It is the same thing as the dictatorship of the proletariat.
Yes, dictatorship! But this dictatorship consists in the manner of applying democracy, not in its elimination, but in energetic, resolute attacks upon the well-entrenched rights and economic relationships of bourgeois society, without which a socialist transformation cannot be accomplished. But this dictatorship must be the work of the class and not of a little leading minority in the name of the class – that is, it must proceed step by step out of the active participation of the masses; it must be under their direct influence, subjected to the control of complete public activity; it must arise out of the growing political training of the mass of the people.
Doubtless the Bolsheviks would have proceeded in this very way were it not that they suffered under the frightful compulsion of the world war, the German occupation and all the abnormal difficulties connected therewith, things which were inevitably bound to distort any socialist policy, however imbued it might be with the best intentions and the finest principles.
A crude proof of this is provided by the use of terror to so wide an extent by the Soviet government, especially in the most recent period just before the collapse of German imperialism, and just after the attempt on the life of the German ambassador. The commonplace to the effect that revolutions are not pink teas is in itself pretty inadequate.
Everything that happens in Russia is comprehensible and represents an inevitable chain of causes and effects, the starting point and end term of which are: the failure of the German proletariat and the occupation of Russia by German imperialism. It would be demanding something superhuman from Lenin and his comrades if we should expect of them that under such circumstances they should conjure forth the finest democracy, the most exemplary dictatorship of the proletariat and a flourishing socialist economy. By their determined revolutionary stand, their exemplary strength in action, and their unbreakable loyalty to international socialism, they have contributed whatever could possibly be contributed under such devilishly hard conditions. The danger begins only when they make a virtue of necessity and want to freeze into a complete theoretical system all the tactics forced upon them by these fatal circumstances, and want to recommend them to the international proletariat as a model of socialist tactics. When they get in there own light in this way, and hide their genuine, unquestionable historical service under the bushel of false steps forced on them by necessity, they render a poor service to international socialism for the sake of which they have fought and suffered; for they want to place in its storehouse as new discoveries all the distortions prescribed in Russia by necessity and compulsion – in the last analysis only by-products of the bankruptcy of international socialism in the present world war.
Let the German Government Socialists cry that the rule of the Bolsheviks in Russia is a distorted expression of the dictatorship of the proletariat. If it was or is such, that is only because it is a product of the behavior of the German proletariat, in itself a distorted expression of the socialist class struggle. All of us are subject to the laws of history, and it is only internationally that the socialist order of society can be realized. The Bolsheviks have shown that they are capable of everything that a genuine revolutionary party can contribute within the limits of historical possibilities. They are not supposed to perform miracles. For a model and faultless proletarian revolution in an isolated land, exhausted by world war, strangled by imperialism, betrayed by the international proletariat, would be a miracle.
What is in order is to distinguish the essential from the non-essential, the kernel from the accidental excrescencies in the politics of the Bolsheviks. In the present period, when we face decisive final struggles in all the world, the most important problem of socialism was and is the burning question of our time. It is not a matter of this or that secondary question of tactics, but of the capacity for action of the proletariat, the strength to act, the will to power of socialism as such. In this, Lenin and Trotsky and their friends were the first, those who went ahead as an example to the proletariat of the world; they are still the only ones up to now who can cry with Hutten: “I have dared!”
This is the essential and enduring in Bolshevik policy. In this sense theirs is the immortal historical service of having marched at the head of the international proletariat with the conquest of political power and the practical placing of the problem of the realization of socialism, and of having advanced mightily the settlement of the score between capital and labor in the entire world. In Russia, the problem could only be posed. It could not be solved in Russia. And in this sense, the future everywhere belongs to “Bolshevism.”
The russian revolution of 1917: Rosa Luxemburg
In 1917 there were more than twelve million members of the Russian consumers’ Cooperative societies; and the Soviets themselves are a wonderful demonstration of their organising genius. Moreover, there is probably not a people in the world so well educated in Socialist theory and its practical application.
John Reed, Ten Days that Shook the World
It is sometimes those from within who see best, if they allow themselves to see. Rosa Luxemburg, if critical of anarchism and the anarchists in russia, would nevertheless be among the first marxists to also criticise the direction of the Bolsheviks in the country. As one more contribution to our series on the russian revolution, we publish below two chapters of Luxemburg’s The Russian Revolution (1918).
Chapter 6: The Problem of Dictatorship
Lenin says [in The State and Revolution: The Transition from Capitalism to Communism] the bourgeois state is an instrument of oppression of the working class; the socialist state, of the bourgeoisie. To a certain extent, he says, it is only the capitalist state stood on its head. This simplified view misses the most essential thing: bourgeois class rule has no need of the political training and education of the entire mass of the people, at least not beyond certain narrow limits. But for the proletarian dictatorship that is the life element, the very air without which it is not able to exist.
“Thanks to the open and direct struggle for governmental power,” writes Trotsky, “the laboring masses accumulate in the shortest time a considerable amount of political experience and advance quickly from one stage to another of their development.”
Here Trotsky refutes himself and his own friends. Just because this is so, they have blocked up the fountain of political experience and the source of this rising development by their suppression of public life! Or else we would have to assume that experience and development were necessary up to the seizure of power by the Bolsheviks, and then, having reached their highest peak, become superfluous thereafter. (Lenin’s speech: Russia is won for socialism!!!)
In reality, the opposite is true! It is the very giant tasks which the Bolsheviks have undertaken with courage and determination that demand the most intensive political training of the masses and the accumulation of experience.
Freedom only for the supporters of the government, only for the members of one party – however numerous they may be – is no freedom at all. Freedom is always and exclusively freedom for the one who thinks differently. Not because of any fanatical concept of “justice” but because all that is instructive, wholesome and purifying in political freedom depends on this essential characteristic, and its effectiveness vanishes when “freedom” becomes a special privilege.
The Bolsheviks themselves will not want, with hand on heart, to deny that, step by step, they have to feel out the ground, try out, experiment, test now one way now another, and that a good many of their measures do not represent priceless pearls of wisdom. Thus it must and will be with all of us when we get to the same point–even if the same difficult circumstances may not prevail everywhere.
The tacit assumption underlying the Lenin-Trotsky theory of dictatorship is this: that the socialist transformation is something for which a ready-made formula lies completed in the pocket of the revolutionary party, which needs only to be carried out energetically in practice. This is, unfortunately – or perhaps fortunately – not the case. Far from being a sum of ready-made prescriptions which have only to be applied, the practical realization of socialism as an economic, social and juridical system is something which lies completely hidden in the mists of the future. What we possess in our program is nothing but a few main signposts which indicate the general direction in which to look for the necessary measures, and the indications are mainly negative in character at that. Thus we know more or less what we must eliminate at the outset in order to free the road for a socialist economy. But when it comes to the nature of the thousand concrete, practical measures, large and small, necessary to introduce socialist principles into economy, law and all social relationships, there is no key in any socialist party program or textbook. That is not a shortcoming but rather the very thing that makes scientific socialism superior to the utopian varieties.
The socialist system of society should only be, and can only be, an historical product, born out of the school of its own experiences, born in the course of its realization, as a result of the developments of living history, which – just like organic nature of which, in the last analysis, it forms a part – has the fine habit of always producing along with any real social need the means to its satisfaction, along with the task simultaneously the solution. However, if such is the case, then it is clear that socialism by its very nature cannot be decreed or introduced by ukase. It has as its prerequisite a number of measures of force – against property, etc. The negative, the tearing down, can be decreed; the building up, the positive, cannot. New Territory. A thousand problems. Only experience is capable of correcting and opening new ways. Only unobstructed, effervescing life falls into a thousand new forms and improvisations, brings to light creative new force, itself corrects all mistaken attempts. The public life of countries with limited freedom is so poverty-stricken, so miserable, so rigid, so unfruitful, precisely because, through the exclusion of democracy, it cuts off the living sources of all spiritual riches and progress. (Proof: the year 1905 and the months from February to October 1917.) There it was political in character; the same thing applies to economic and social life also. The whole mass of the people must take part in it. Otherwise, socialism will be decreed from behind a few official desks by a dozen intellectuals.
Public control is indispensably necessary. Otherwise the exchange of experiences remains only with the closed circle of the officials of the new regime. Corruption becomes inevitable. (Lenin’s words, Bulletin No.29) Socialism in life demands a complete spiritual transformation in the masses degraded by centuries of bourgeois rule. Social instincts in place of egotistical ones, mass initiative in place of inertia, idealism which conquers all suffering, etc., etc. No one knows this better, describes it more penetratingly; repeats it more stubbornly than Lenin. But he is completely mistaken in the means he employs. Decree, dictatorial force of the factory overseer, draconian penalties, rule by terror – all these things are but palliatives. The only way to a rebirth is the school of public life itself, the most unlimited, the broadest democracy and public opinion. It is rule by terror which demoralizes.
When all this is eliminated, what really remains? In place of the representative bodies created by general, popular elections, Lenin and Trotsky have laid down the soviets as the only true representation of political life in the land as a whole, life in the soviets must also become more and more crippled. Without general elections, without unrestricted freedom of press and assembly, without a free struggle of opinion, life dies out in every public institution, becomes a mere semblance of life, in which only the bureaucracy remains as the active element. Public life gradually falls asleep, a few dozen party leaders of inexhaustible energy and boundless experience direct and rule. Among them, in reality only a dozen outstanding heads do the leading and an elite of the working class is invited from time to time to meetings where they are to applaud the speeches of the leaders, and to approve proposed resolutions unanimously – at bottom, then, a clique affair – a dictatorship, to be sure, not the dictatorship of the proletariat but only the dictatorship of a handful of politicians, that is a dictatorship in the bourgeois sense, in the sense of the rule of the Jacobins (the postponement of the Soviet Congress from three-month periods to six-month periods!) Yes, we can go even further: such conditions must inevitably cause a brutalization of public life: attempted assassinations, shooting of hostages, etc. (Lenin’s speech on discipline and corruption.)
…
Chapter 8: Democracy and Dictatorship
The basic error of the Lenin-Trotsky theory is that they too, just like Kautsky, oppose dictatorship to democracy. “Dictatorship or democracy” is the way the question is put by Bolsheviks and Kautsky alike. The latter naturally decides in favor of “democracy,” that is, of bourgeois democracy, precisely because he opposes it to the alternative of the socialist revolution. Lenin and Trotsky, on the other hand, decide in favor of dictatorship in contradistinction to democracy, and thereby, in favor of the dictatorship of a handful of persons, that is, in favor of dictatorship on the bourgeois model. They are two opposite poles, both alike being far removed from a genuine socialist policy. The proletariat, when it seizes power, can never follow the good advice of Kautsky, given on the pretext of the “unripeness of the country,” the advice being to renounce socialist revolution and devote itself to democracy. It cannot follow this advice without betraying thereby itself, the International, and the revolution. It should and must at once undertake socialist measures in the most energetic, unyielding and unhesitant fashion, in other words, exercise a dictatorship, but a dictatorship of the class, not of a party or of a clique – dictatorship of the class, that means in the broadest possible form on the basis of the most active, unlimited participation of the mass of the people, of unlimited democracy.
“As Marxists,” writes Trotsky, “we have never been idol worshippers of formal democracy.” Surely, we have never been idol worshippers of socialism or Marxism either. Does it follow from this that we may throw socialism on the scrap-heap, à la Cunow, Lensch and Parvus [i.e. move to the right], if it becomes uncomfortable for us? Trotsky and Lenin are the living refutation of this answer.
“We have never been idol-worshippers of formal democracy.” All that that really means is: We have always distinguished the social kernel from the political form of bourgeois democracy; we have always revealed the hard kernel of social inequality and lack of freedom hidden under the sweet shell of formal equality and freedom – not in order to reject the latter but to spur the working class into not being satisfied with the shell, but rather, by conquering political power, to create a socialist democracy to replace bourgeois democracy – not to eliminate democracy altogether.
But socialist democracy is not something which begins only in the promised land after the foundations of socialist economy are created; it does not come as some sort of Christmas present for the worthy people who, in the interim, have loyally supported a handful of socialist dictators. Socialist democracy begins simultaneously with the beginnings of the destruction of class rule and of the construction of socialism. It begins at the very moment of the seizure of power by the socialist party. It is the same thing as the dictatorship of the proletariat.
Yes, dictatorship! But this dictatorship consists in the manner of applying democracy, not in its elimination, but in energetic, resolute attacks upon the well-entrenched rights and economic relationships of bourgeois society, without which a socialist transformation cannot be accomplished. But this dictatorship must be the work of the class and not of a little leading minority in the name of the class – that is, it must proceed step by step out of the active participation of the masses; it must be under their direct influence, subjected to the control of complete public activity; it must arise out of the growing political training of the mass of the people.
Doubtless the Bolsheviks would have proceeded in this very way were it not that they suffered under the frightful compulsion of the world war, the German occupation and all the abnormal difficulties connected therewith, things which were inevitably bound to distort any socialist policy, however imbued it might be with the best intentions and the finest principles.
A crude proof of this is provided by the use of terror to so wide an extent by the Soviet government, especially in the most recent period just before the collapse of German imperialism, and just after the attempt on the life of the German ambassador. The commonplace to the effect that revolutions are not pink teas is in itself pretty inadequate.
Everything that happens in Russia is comprehensible and represents an inevitable chain of causes and effects, the starting point and end term of which are: the failure of the German proletariat and the occupation of Russia by German imperialism. It would be demanding something superhuman from Lenin and his comrades if we should expect of them that under such circumstances they should conjure forth the finest democracy, the most exemplary dictatorship of the proletariat and a flourishing socialist economy. By their determined revolutionary stand, their exemplary strength in action, and their unbreakable loyalty to international socialism, they have contributed whatever could possibly be contributed under such devilishly hard conditions. The danger begins only when they make a virtue of necessity and want to freeze into a complete theoretical system all the tactics forced upon them by these fatal circumstances, and want to recommend them to the international proletariat as a model of socialist tactics. When they get in there own light in this way, and hide their genuine, unquestionable historical service under the bushel of false steps forced on them by necessity, they render a poor service to international socialism for the sake of which they have fought and suffered; for they want to place in its storehouse as new discoveries all the distortions prescribed in Russia by necessity and compulsion – in the last analysis only by-products of the bankruptcy of international socialism in the present world war.
Let the German Government Socialists cry that the rule of the Bolsheviks in Russia is a distorted expression of the dictatorship of the proletariat. If it was or is such, that is only because it is a product of the behavior of the German proletariat, in itself a distorted expression of the socialist class struggle. All of us are subject to the laws of history, and it is only internationally that the socialist order of society can be realized. The Bolsheviks have shown that they are capable of everything that a genuine revolutionary party can contribute within the limits of historical possibilities. They are not supposed to perform miracles. For a model and faultless proletarian revolution in an isolated land, exhausted by world war, strangled by imperialism, betrayed by the international proletariat, would be a miracle.
What is in order is to distinguish the essential from the non-essential, the kernel from the accidental excrescencies in the politics of the Bolsheviks. In the present period, when we face decisive final struggles in all the world, the most important problem of socialism was and is the burning question of our time. It is not a matter of this or that secondary question of tactics, but of the capacity for action of the proletariat, the strength to act, the will to power of socialism as such. In this, Lenin and Trotsky and their friends were the first, those who went ahead as an example to the proletariat of the world; they are still the only ones up to now who can cry with Hutten: “I have dared!”
This is the essential and enduring in Bolshevik policy. In this sense theirs is the immortal historical service of having marched at the head of the international proletariat with the conquest of political power and the practical placing of the problem of the realization of socialism, and of having advanced mightily the settlement of the score between capital and labor in the entire world. In Russia, the problem could only be posed. It could not be solved in Russia. And in this sense, the future everywhere belongs to “Bolshevism.”